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Social Modeling Theory. The original version of
social learning theory posited that behavior is influenced
by modeling processes. In this theory a person
observes the behavior of other persons and tends to model
that behavior, particularly so if he/she feels a sense of
attachment to the others (Bandura,
1977
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Bandura, A. (1977). Social learning theory. Englewood Cliffs,
NJ: Prentice-Hall.). For example, younger children
could acquire healthy vs. unhealthy habits through observing
the behavior of their parents (e.g., parental smoking or eating
patterns). Evidence has shown correlations for example between
parental substance use and children's smoking and alcohol
use (Hawkins,
Catalano, & Miller, 1992
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Hawkins, J. D., Catalano, R. F., & Miller, J. Y. (1992). Risk
and protective factors for alcohol and other drug problems
in adolescence and early adulthood. Psychological Bulletin,
112, 64 105.), consistent with a modeling process (though
there are other possible mechanisms). From the prevention
perspective, this theory suggested that improvements in health-related
behavior could be achieved by altering the modeling influence,
for example through helping parents to quit smoking or adopt
healthier diets (e.g., Loken,
Swim, & Mittelmark, 1990
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Loken, B., Swim, J., & Mittelmark, M. B. (1990). Heart Health
Program: Applying social influence processes in a large-scale
community health promotion program. In J. Edwards, R. S. Tindale,
L. Heath, & E. J. Posavac (Eds.), Social influence processes
and prevention (pp. 159-181). New York: Plenum.).
Social Pressure Theory. A development in
social learning theory gave more emphasis to the role of peers,
and posited that adoption of a health risk behavior (e.g.,
trying cigarettes) was influenced by explicit social
pressure from peers in group contexts. Here it was
suggested that peers might provide offers of cigarettes and
then apply social pressure, through taunts or criticism, to
teens who did not immediately go along with the offers (Evans,
1984
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Evans, R. I. (1984). A social inoculation strategy to deter
smoking in adolescents. In J. D. Matarazzo, S. M. Weiss, J.
A. Herd, N. E. Miller, & S. M. Weiss (Eds.), Behavioral health:
A handbook of health enhancement and disease prevention (pp.
765-774). New York: Wiley.; Evans
& Raines, 1990
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Evans, R. I., & Raines, B. E. (1990). Applying a social psychological
model across health promotion interventions. In J. Edwards,
R. S. Tindale, L. Heath, & E. J. Posavac (Eds.), Social influence
processes and prevention (pp. 143-158). New York: Plenum.).
This model of social factors became the basis for what was
termed a social-inoculation approach to prevention, using
filmed models to demonstrate assertive responses to social
pressure situations, and thereby aiming to increase teens'
resistance to peer pressures for unhealthy behaviors (Evans,
Rozelle, Mittelmark, Hansen, Bane, & Havis, 1988
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Evans, R., Rozelle, R., Mittelmark, M., Hansen, W. B., Bane,
A. L., & Havis, J. (1988). Deterring the onset of smoking
in children: Knowledge of immediate physiological effects
and coping with peer pressure, media pressure and parent modeling.
Journal of Applied Social Psychology, 8, 126-135.,
Evans,
Rozelle, Maxwell, Raines, Dill, Guthrie, Henderson, & Hill,
1991
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Evans, R., Rozelle, R., Maxwell, S., Raines, B., Dill, C.,
Guthrie, T., Henderson, A., & Hill, P. (1991). Social modeling
films to deter smoking in adolescents: Results of a three-year
field investigation. Journal of Applied Psychology, 66, 399-414.).
Evidence has shown peers' substance use to be a direct influence
on an adolescent's behavior (Ennett
& Bauman, 1994
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Ennett, S. T., & Bauman, K. E. (1994). The contribution of
influence and selection to adolescent peer group homogeneity:
The case of adolescent cigarette smoking. Journal of Personality
and Social Psychology, 67, 653-663.; Wills
& Cleary, 1999
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Wills, T. A., & Cleary, S. D. (1999). Peer and adolescent
substance use among 6th-9th graders: Latent growth analyses
of influence versus selection mechanisms. Health Psychology,
18, 453-463.). The precise mechanism of peer influence
remains under debate, because there is some discrepancy between
adolescents' reports of peer behavior and the peers' own reports
about their behavior (Bauman
& Ennett, 1996
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Bauman, K. A., & Ennett, S. T. (1996). On the importance of
peer influence for adolescent drug use: Commonly neglected
considerations. Addiction, 91, 185-198.), and there
is little evidence that peer influence occurs through the
exertion of explicit pressure on other teens (Kobus,
2003
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Kobus, K. (2003). Peers and adolescent smoking. Addiction,
98(Suppl. 1), 37-55.).
Social Norm Theory. While the previous models
focused on more direct forms of influence, several models
have focused more on individuals' perceptions of social
norms about a health behavior. These perceptions,
whether accurate or not, can serve as a form of social influence
if individuals adopt health-related behaviors that they perceive
to be approved by their social reference group. This conception
of social influence derives in part from the Theory
of Planned Behavior which postulates that perceptions
of social norms about a behavior are an important influence
on action (Ajzen, 1985
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Ajzen, I. (1985). From intentions to actions: A theory of
planned behavior. In J. Kuhl & J. Beckmann (Eds.), Action
control: From cognition to behavior (pp. 11-39). Heidelberg,
Germany: Springer., 1991
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Ajzen, I. (1991). The theory of planned behavior. Organizational
Behavior and Human Decision Processes, 50, 179-211.).
It is also represented in theories about the impact of social
consensus, which suggest that individuals make inferences
about the acceptability of a behavior through consulting their
perceptions of how prevalent the behavior is in the population
(Marks
& Miller, 1987
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Marks, G., & Miller, N. (1987). Research on the false consensus
effect: An empirical and theoretical review. Psychological
Bulletin, 102, 72 90.). This perception is particularly
important for behaviors such as adolescent smoking, because
studies show that young persons tend to overestimate the frequency
of smoking among teens (Sherman,
Presson, Chassin, Corty, & Olshavsky, 1983
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Sherman, S. J., Presson, C. C., Chassin, L., Corty, E., &
Olshavsky, R. (1983). The false consensus effect in estimates
of smoking prevalence. Personality and Social Psychology Bulletin,
9, 197-207.) and smokers tend to overestimate this
even more (Gibbons,
Gerrard, & Helwig-Larsen, 1995
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Gibbons, F. X., Gerrard, M., & Helweg-Larsen, M. (1995). Prevalence
estimates and adolescent risk behavior: Cross cultural differences
in social influence. Journal of Applied Psychology, 80, 107-121.;
Sussman,
Dent, Mestel-Rauch, Johnson, Hansen, & Flay, 1988
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Sussman, S., Dent, C. W., Mestel-Rauch, J., Johnson, C. A.,
Hansen, W. B., & Flay, B. R. (1988). Adolescent nonsmokers,
triers, and regular smokers' estimates of cigarette smoking
prevalence: When do overestimations occur and by whom? Journal
of Applied Social Psychology, 18, 537-551.). This conception
of social influence has been embedded in prevention programs
that aim to reduce smoking initiation through correcting erroneous
perceptions of social norms through showing participants real
data indicating that relatively few adolescents smoke and
the majority of teens have relatively negative norms about
smoking and other drug use (Hansen
& Graham, 1991
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Hansen, W. B., & Graham, J. W. (1991). Preventing alcohol,
marijuana, and cigarette use among adolescents: Peer pressure
resistance training versus establishing conservative norms.
Preventive Medicine, 20, 414-430.). This approach can
have advantages because social-inoculation programs tend to
have reverse effects with teens who are already smoking (Donaldson,
Graham, Piccinin, & Hansen, 1995
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Donaldson, S. I., Graham, J. W., Piccinin, A. M., & Hansen,
W. B. (1995). Resistance skills training and onset of alcohol
use: Evidence for beneficial and potentially harmful effects
in public and private schools. Health Psychology, 14, 291-300.).
Social Perception Theory. Social-perception models
take a somewhat different approach through positing that an
individual's perceptions of persons who engage in healthy
or unhealthy behaviors can have a motivating effect for their
own behavior. For example with adolescent smoking, the basic
concept is that if an individual perceives teens who smoke
in relatively favorable terms (i.e., popular, attractive)
then he/she will be more likely to take up cigarette smoking.
One conception of this type of influence posits that smoking
initiation occurs through wanting to adopt the social
image of the prototype user and hence become more
popular/attractive (Gibbons
& Gerrard, 1995
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Gibbons, F. X., & Gerrard, M. (1995). Predicting young adults'
health risk behavior. Journal of Personality and Social Psychology,
69, 505-517.; Gibbons,
Gerrard, & Lane, 2003
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Gibbons, F. X., Gerrard, M., & Lane, D. J. (2003). A social
reaction model of adolescent health risk. In J. M. Suls &
K. A. Wallston (Eds.), Social psychological foundations of
health and illness (pp. 107-136). Oxford, UK: Blackwell.).
Another conception of this type of influence is a desire to
identify with a particular subgroup of adolescents ("crowds")
who are viewed as socially attractive or influential in the
school setting (Mosbach
& Leventhal, 1988
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Mosbach, P., & Leventhal, H. (1988). Peer group identification
and smoking. Journal of Abnormal Psychology, 97, 238-245.;
Sussman,
Dent, McAdams, Stacy, Burton, & Flay, 1994
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Sussman, S., Dent, C. W., McAdams, L. A., Stacy, A. W., Burton,
D., & Flay, B. R. (1994). Group self-identification and adolescent
cigarette smoking: A 1-year prospective study. Journal of
Abnormal Psychology, 103, 576-580.). Even though teens
tend to have fairly negative perceptions of users in general,
studies show that those who relatively more favorable perceptions
of users are more likely to adopt smoking or alcohol use (Blanton,
Gibbons, Gerrard, Conger, & Smith, 1997
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Blanton, H., Gibbons, F. X., Gerrard, M., Conger, K. J., &
Smith, G. E. (1997). The role of family and peers in the development
of prototypes associated with health risks. Journal of Family
Psychology, 11, 1-18.; Chassin,
Tetzloff, & Hershey, 1985
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Chassin, L. A., Tetzloff, C., & Hershey, M. (1985). Self image
and social image factors in adolescent alcohol use. Journal
of Studies on Alcohol, 46, 39-47.), and this concept
has been extended to behaviors such as contraception and condom
use (Blanton,
VandenEijnden, Buunk, Gibbons, Gerrard, & Bakker, 2001
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Blanton, H., VandenEijnden, R. J. J. M., Buunk, B. P., Gibbons,
F. X., Gerrard, M., & Bakker, A. (2001). Social images in
the prediction and promotion of condom use. Journal of Applied
Social Psychology, 31, 274-295.; Gibbons,
Gerrard, & Boney McCoy, 1995
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Gibbons, F. X., Gerrard, M., & Boney McCoy, S. (1995). Prototype
perceptions predict (lack of) pregnancy prevention. Personality
and Social Psychology Bulletin, 21, 85-93.). In contrast,
relatively favorable perceptions of abstainers have been shown
to have a protective effect with regard to substance use and
sexual risk behavior (Gerrard,
Gibbons, Reis-Bergan, Trudeau, Vande Lune, & Buunk, 2002
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Gerrard, M., Gibbons, F. X., Reis-Bergan, M., Trudeau, L.,
Vande Lune, L., & Buunk, B. P. (2002). Inhibitory effects
of drinker and nondrinker prototypes on adolescent alcohol
consumption. Health Psychology, 21, 601-609.; Wills,
Gibbons, Gerrard, Murry, & Brody, 2003
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Wills, T. A., Gibbons, F. X., Gerrard, M., Murry, V., & Brody,
G. (2003). Family communication and religiosity related to
substance use and sexual behavior in early adolescence. Psychology
of Addictive Behaviors, 17, 312-323.). Because social
perceptions are malleable, intervention programs have used
the approach of modifying social images in a healthier direction
in order to deter early onset of smoking and alcohol use (Brody,
Murry, Gerrard, Gibbons, Molgaard, McNair, Brown, Wills, Spoth,
Luo, Chen, & Neubaum-Carlan, 2004
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Brody, G. H., Murry, V. M., Gerrard, M., Gibbons, F. X., Molgaard,
V., McNair, L. A., Brown, A. C., Wills, T. A., Spoth, R. L.,
Luo, Z., Chen, Y-F., & Neubaum-Carlan, E. (2004). The Strong
African-American Families program: Translating research into
prevention programming. Child Development, 75, 900-917.;
Gerrard,
Gibbons, & Gano, 2003
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Gerrard, M., Gibbons, F. X., & Gano, M. (2003). Adolescents'
risk perceptions and behavioral willingness: Implications
for intervention. In D. Romer (Ed.), Reducing adolescent risk:
Toward an integrated approach (pp. 75-81). Newbury Park, CA:
Sage.; Gerrard,
Gibbons, Brody, Murry, Cleveland, & Wills, 2006
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Gerrard, M., Gibbons, F.X., Brody, G.H., Murry, V.M., Cleveland,
M.J., & Wills, T.A. (2006). A theory-based dual focus alcohol
intervention for pre-adolescents: The Strong African American
Families Program. Psychology of Addictive Behavior. 20, 185-195.).
Social Communication Theory. Communication
models consider how discussions between parents and children
are focused to directly communicate parental norms
and values about health-related behavior. It is known
that parental norms about substance use by teens (which tend
to be fairly negative) are related to adolescents' behavior,
and communication models have generated evidence showing that
frequency of parent-child communication about the behaviors
is related to rates of adolescent substance use and sexual
risk taking (Brody,
Flor, Hollett-Wright, & McCoy, 1998
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Brody, G. H., Flor, D. L., Hollett-Wright, N., & McCoy, J.
K. (1998). Children's development of alcohol use norms: Contributions
of parent and sibling norms, children's temperaments, and
parent-child discussions. Journal of Family Psychology, 12,
209-219.; Whitaker
& Miller, 2000
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Whitaker, D. J., & Miller, K. S. (2000). Parent adolescent
discussions about sex: Impact on peer influences of sexual
behavior. Journal of Adolescent Research, 15, 251-274.;
Wills
et al., 2003
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Wills, T. A., Gibbons, F. X., Gerrard, M., Murry, V., & Brody,
G. (2003). Family communication and religiosity related to
substance use and sexual behavior in early adolescence. Psychology
of Addictive Behaviors, 17, 312-323.). Intervention
models have used this conception of social influence to design
educational components to stimulate parent-child discussion
about health behaviors and provide guidelines to parents on
how to communicate their norms and values about these topics
(Brody,
Murry, Gerrard, Gibbons, McNair, Brown, Wills, Molgaard, Spoth,
Luo, & Chen, 2006
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Brody, G. H., Murry, V. M., Gerrard, M., Gibbons, F. X., McNair,
L., Brown, A. C., Wills, T. A., Molgaard, V., Spoth, R. L.,
Luo, Z., & Chen, Y-F. (2006). The Strong African-American
Families Program: Prevention of youths' high-risk behavior
and a test of a model of change. Journal of Family Psychology,
20, 1-11.; Spoth,
Redmond, & Shin, 1999
xClose
Spoth, R., Redmond, C., & Shin, C. (1999). Direct and indirect
parenting outcomes of family-focused preventive interventions.
Journal of Consulting and Clinical Psychology, 66, 385-399.).
Media Exposure Theory. A recent development
in social influence theory is studies that consider how exposure
to cues in mass media (television, movies,
or print advertising) affects viewers' attitudes and intentions
about health behaviors. With a focus on adolescents, there
is accumulated evidence that tobacco advertising and marketing
strategies could influence teens' behavior through portraying
smoking as attractive, and possibly weight-reducing (Pierce,
Lee, & Gilpin, 1994
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Pierce, J. P., Lee, L., & Gilpin, E. A. (1994). Smoking initiation
by adolescent girls, 1944 through 1988: An association with
targeted advertising. Journal of the American Medical Association,
271, 608-611.). This research was based on a variant
of modeling theory, positing that frequent exposure to cues
showing smoking in exciting and pleasurable situations, and
associated with attractive or unconventional characters, would
lead to more favorable attitudes toward smoking (DiFranza,
Richards, Paulman, Wolf-Gillespie, Fletcher, Jaffe, & Murray,
1991
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DiFranza, J. R., Richards, J. W., Jr., Paulman, P. M., Wolf-Gillespie,
N., Fletcher, C., Jaffe, R. D., & Murray, D. (1991). RJR Nabisco's
cartoon camel promotes Camel cigarettes to children. Journal
of the American Medical Association, 266, 3149-3153.;
Evans,
Farkas, Gilpin, Berry, & Pierce, 1995
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Evans, N., Farkas, A., Gilpin, E., Berry, C., & Pierce, J.
P. (1995). Influence of tobacco marketing and exposure to
smokers on adolescent susceptibility to smoking. Journal of
the National Cancer Institute, 87, 1538-1545.). Recent
studies have found that movie exposure to smoking by actors
is related to smoking initiation among adolescents, so there
is evidence of an influence on smoking behavior (Distefan,
Pierce, & Gilpin, 2004
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Distefan, J. M., Pierce, J. P., & Gilpin, E. A. (2004). Do
favorite movie stars influence adolescent smoking initiation?
American Journal of Public Health, 94, 1239-1244.;
Sargent,
Beach, Dalton, Mott, Tickle, Ahrens, & Heatherton, 2001
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Sargent, J. D., Beach, M. L., et al. (2001). Effect of seeing
tobacco use in films on trying smoking among adolescents:
cross sectional study. British Medical Journal, 323, 1394-1397.).
The exact mechanism through which this effect occurs has not
been established at present; it may involve some combination
of cognitive/attitudinal changes or effects on affiliation
with substance-using peers (Sargent,
Wills, Stoolmiller, Gibson, & Gibbons, 2006
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Sargent, J. D., Wills, T. A., Stoolmiller, M., Gibson, J.,
& Gibbons, F. X. (2006). Alcohol use in motion pictures and
its relation with early-onset teen drinking. Journal of Studies
on Alcohol, 67, 54-65.). The implications of these
findings for preventive intervention have been explored in
several projects with mass media programs designed to deter
teen smoking or alcohol use (Donohew,
Lorch, & Palmgreen, 1991
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Donahew, L., Lorch, E., & Palmgreen, P. (1991). Sensation
seeking and targeting of televised anti-drug public service
announcements. In L. Donohew, H. E. Sypher, & W. J. Bukoski
(Eds.), Persuasive communications and drug abuse prevention
(pp. 209-228). Hillsdale, NJ: Erlbaum.; Sargent,
Dalton, Heatherton, & Beach, 2003
xClose
Sargent, J. D., Dalton, M. A., et al. (2003). Modifying exposure
to movie smoking: a novel approach to preventing adolescent
smoking. Archives of Pediatrics and Adolescent Medicine, 157,
643-648.; Wakefield,
Flay, Nichter, & Giovino, 2003
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Wakefield, M., Flay, B. R., Nichter, M., & Giovino, G. (2003).
Role of the media in influencing trajectories of adolescent
smoking. Addiction, 98(Supplement 1), 79-103.).
Neighborhood Context Theory. Environmental
theories have added another dimension to health behavior theory
through considering the influence of larger social
contexts. In this conception, the attributes of larger
social units such as neighborhoods may have an influence on
behavior, above and beyond the impact of factors impinging
on a person from his/her immediate social context of family
and friends (Leventhal
& Brooks-Gunn, 2000
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Leventhal, T., & Brooks-Gunn, J. (2000). The neighborhoods
they live in: The effects of neighborhood residence on child
and adolescent outcomes. Psychological Bulletin, 126, 309-337.).
It has been hypothesized that adoption of unhealthy behavior
may be influenced by neighborhood variables including the
overall level of poverty and residential instability, and
the prevalence of crime and aggressive behavior (Hawkins
et al., 1992
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Hawkins, J. D., Catalano, R. F., & Miller, J. Y. (1992). Risk
and protective factors for alcohol and other drug problems
in adolescence and early adulthood. Psychological Bulletin,
112, 64-105.; Petraitis,
Flay, & Miller, 1995
xClose
Petraitis, J., Flay, B. R., & Miller, T. Q. (1995). Theories
of adolescent substance use: Organizing pieces in the puzzle.
Psychological Bulletin, 117, 67-86.; Wills,
Pierce, & Evans, 1996
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Wills, T. A., Pierce, J. P., & Evans, R. I. (1996). Large-scale
environmental risk factors for substance use. American Behavioral
Scientist, 39, 808-822.). Conversely, factors that
help to bind a community together, such as social trust and
civic engagement, can serve as protective factors (Kawachi,
Kennedy, Lochner, & Prothrow-Stith, 1997
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Kawachi, I., Kennedy, B. P., Lochner, K., & Prothrow-Stith,
D. (1997). Social capital, income inequality, and mortality.
American Journal of Public Health, 87, 1491-1498.).
Research on neighborhood factors and health behavior are still
emerging but recent studies have shown that environmental
factors are related to smoking behavior (Diez-Roux,
Merkin, Hannan, Jacobs, & Kiefe, 2003
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Diez-Roux, A. V., Merkin, S., Hannan, P., Jacobs, D. R., &
Kiefe, C. I. (2003). Area characteristics, individual-level
socioeconomic factors, and smoking in young adults. American
Journal of Epidemiology, 157, 315-326.; Novak
& Clayton, 2001
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Novak, S. P., & Clayton, R. R. (2001). The influence of school
environment and self-regulation on transitions between stages
of cigarette smoking. Health Psychology, 20, 196-207.)
and that family and peer risk factors have more effect on
adolescent substance in adverse environments (Gibbons,
Gerrard, Cleveland, Wills, & Brody, 2004
xClose
Gibbons, F. X., Gerrard, M., Cleveland, M. J., Wills, T. A.,
& Brody, G. H. (2004). Perceived discrimination and substance
use in African-American parents and their children: A panel
study. Journal of Personality and Social Psychology, 86, 517-529.).
The implications of this theoretical approach are beginning
to be explored but suggest that approaches such as neighborhood
policing, economic development, and modifications to the built
environment may have an impact on health status.
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